Nasd manual cch




















All your account information will be handled by Wolters Kluwer Financial Services. If your company is not part of a Financial Service Market Segment or a member of FINRA and you have an account number with Wolters Kluwer then we can submit your request for any missing reports, address changes or contact updates.

Wolters Kluwer subscribers who are not part of a Financial Service Market Segment may order complimentary replacement copies of missed reports or pages directly on this site. Please contact Wolters Kluwer directly via chat , support case , or call to request the item s you need to replace. Need more help? Visit our online support to submit a case. Modal title. Log In Register. Email Address. Remember me. This site uses cookies. Repeated inappropriate Submissions may result in your relevant account or accounts being placed into temporary or permanent suspension of your ability to participate in any or all of the areas on the Site.

If your Submission is removed or rejected because it does not comply with these TOU, you may not resubmit a review on the same topic, even if the resubmitted Submission includes different content. TAA involvement. TAA may respond to questions but does not formally provide technical support on the Site. TAA may provide a system whereby members acquire points for participation on the Site.

Do not game the system by creating multiple IDs or otherwise manipulate the points system. The benefits and privileges provided by using the Site do not create an employee, agency or independent contractor relationship between you and TAA, and you may not present yourself as a spokesperson for TAA.

TAA uses "cookies" and other technologies to track member activity within the Site. These technologies help us improve your experience and our products and services. This feature requires an approval process where a member can deny connection requests and remove connections at any time. TAA may respond to your post directly in the TAA Support Communities or may attempt to contact you outside the site via telephone, email or other method of communication.

For example, you may receive reminder emails for posts if you have not visited TAA Support Communities for a certain period of time, a reminder to respond to answers that have helped you or solved your question, or a survey on improving the services offered at the Site.

Submissions should be relevant and based on your own honest opinions and experience. Stay on topic. Submissions should either be a product question or a product answer to use TAA products and services more effectively.

If Submissions are arranged by topic, please only provide topic related Submissions. Comments or questions on pricing, availability or implementations and the like that are not about product support, instead, please reach out to your sales rep. Be polite. This is a professional site. TAA will not tolerate inappropriate statements, material, or links, in particular no Submissions that are: taunting, libelous, defamatory, indecent, harmful, inflammatory, harassing, intimidating, threatening, hateful, objectionable, discriminatory, abusive, vulgar, obscene, pornographic, sexually explicit, or offensive in a sexual, racial, age, ability, cultural, or ethnic context.

No advertising, solicitations, or promotions. Do not advertise, promote, or solicit your own, or any third party, goods or services. Member names may not contain website, email addresses or other contact information. Keep within the Law. No material may be submitted that is intended to promote or commit an illegal act.

License to Use Submission. By sending a Submission to the Site you agree to grant TAA a perpetual, royalty-free, non-exclusive worldwide right and license to use, reproduce, modify, adapt, publish, translate, create derivative works from, distribute, perform, play, make available to the public, and exercise all copyright and publicity rights with respect to the Submission.

If you do not want to grant to TAA the rights set out above, do not send your Submission to the Site. Never reveal any personal information, such as social security numbers or tax return information.

Minors You must be at least 13 years old to post to the Site.



0コメント

  • 1000 / 1000